Elevate is changing the way legal support services are delivered and we're looking for creative, innovative people who can help. If you are a client-focused professional who wants your ideas to be heard, come join our team.
Taguig, Metro Manila, Philippines
You Might be the Right Person If...
Are interested or have prior experience of the legal and compliance subject matter, especially within a financial services setting
Are passionate about delivering first class customer service
Have excellent focus and high level of attention to detail
Have an inquisitive mind
Are a team player who works well within a collaborative environment
Can work quickly and can handle large volumes of data and text
Specifically You Will...
Screen electronic communications quickly and effectively using client-developed guidelines on market abuse
Identify and escalate potential instances of market abuse
Participate in the 2nd line review of cases that may potentially be escalated to the client
Participate in the internal Quality Assurance process
Liaise with client teams on escalated cases, as necessary
Skills for Success
Basic familiarity with regulation surrounding electronic communication surveillance
Basic familiarity with FINRA regulations and their application to financial services clients
Fluency in English as a Foreign Language (High score in TOEFL test >90)
High level of attention to detail
Strong problem solving skills
Strong analytical and decision-making skills
We would be particularly interested in candidates who have additional language skills - Thai, Cantonese / Mandarin, Spanish
Computer literate with good MS office skills.
Expertise in compliance and trade monitoring software (such as HP Supervisor or Digital Reasoning Synthesys) - preferred.
Solid understanding of Investment Banking, Key Financial Terms and Compliance.
2 to 4 years’ experience in eCommunications, trade surveillance, market abuse or compliance in a financial services firm.
Previous experience working in a high volume environment, preferably focusing on targeted monitoring, quality assurance/control in similar setting.