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Compliance Analyst (Manila)

Help us shape the future.  Elevate is changing the way legal support services are delivered and we are looking for creative, innovative people who can help.  If you are a client-focused professional who wants your creative and innovative ideas to make a difference, Elevate's team of highly regarded legal service experts could be the right fit for you.

As an eCommunications Surveillance Analyst, you will work with our clients to identify potential instances of market abuse and/or other regulatory violations by the screening of pre-selected electronic communication data and escalating as necessary. As part of our rapidly expanding business, you will have the opportunity to develop your career as a subject matter expert in the high growth area of compliance.

You might be the right person if you:

  • Are passionate about delivering first class customer service
  • Have excellent focus and high level of attention to detail
  • Have an inquisitive mind
  • Are interested or have prior experience of the legal and compliance subject matter, especially within a financial services setting
  • Are a team player who works well within a collaborative environment
  • Can work quickly and can handle large volumes of data and text

Specifically you will:

  • Screen electronic communications quickly and effectively using client-developed guidelines on market abuse
  • Identify and escalate potential instances of market abuse
  • Work with client teams to ensure efficient escalation of relevant cases
  • Provide reports when necessary on the eCommunications Surveillance KPIs

Experience:

  • 1-3 years’ experience in eCommunications, trade surveillance, market abuse or compliance in a financial services firm
  • Experience or interest in eCommunications Surveillance, trade surveillance, market abuse or compliance within a financial services setting

Skills for Success:

  • Fluency in English as a second language is a must (TOEFL score of 75 plus preferable).
  • High level of attention to detail
  • Strong problem solving skills
  • Proactive with minimal need for guidance
  • Basic familiarity with regulation surrounding electronic communication surveillance
  • Basic familiarity with FINRA/Global regulations and  application to financial services clients
  • Strong analytical and decision-making skills

Technical Skills:

  • Computer literate with good MS office skills
  • Expertise in compliance and trade monitoring software (such as HP Autonomy or Digital Reasoning Synthesys) preferred

Qualifications:

  • Bachelor degree required
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