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Compliance Associate (Thai/ Bahasa Indonesia/ Bahasa Malaysia Speakers)

Compliance Associate 

Help us shape the future.  Elevate is changing the way legal support services are delivered and we are looking for creative, innovative people who can help.  If you are a client-focused professional who wants your creative and innovative ideas to make a difference, Elevate's team of highly regarded legal service experts could be the right fit for you.

As an Compliance Associate, you will work with our clients to identify potential instances of market abuse and/or other regulatory violations by the screening of pre-selected electronic communication data and escalating as necessary. As part of our rapidly expanding business, you will have the opportunity to develop your career as a subject matter expert in the high growth area of compliance.

You might be the right person if you:

  • Have strong analytical skills with the ability to manipulate raw data into meaningful insights
  • Are able to spot trends or anomalies in data without a checklist or without being told what to look for
  • Have excellent focus and high level of attention to detail
  • Are passionate about delivering excellent quality and service to our clients
  • Are a team player who works well within a collaborative environment
  • Have an inquisitive mind and willingness to learn new areas of reporting

Specifically you will:

  • Screen electronic communications quickly and effectively using client-developed guidelines on market abuse
  • Identify and escalate potential instances of market abuse
  • Work with client teams to ensure efficient escalation of relevant cases
  • Collaborate with the client and internal team on the preparation of clear and accurate daily, weekly and monthly performance reporting
  • Design custom reports to showcase identified trends or to update on requested information
  • Provide reports when necessary on the eCommunications Surveillance KPIs

Experience:

  • 3-5 years’ experience in eCommunications, trade surveillance, market abuse or compliance in a financial services firm
  • At least 3-5 years experience working in a reporting, MIS or a data analyst role
  • Prior experience or interest in regulatory compliance and investment banking is a plus
  • Experience of reviewing documents in Japanese language is a must
  • Experience or interest in eCommunications Surveillance, trade surveillance, market abuse or compliance within a financial services setting

Skills for Success:

  • High level of attention to detail
  • Strong problem solving skills
  • Proactive with minimal need for guidance
  • Basic familiarity with regulation surrounding electronic communication surveillance
  • Basic familiarity with FCA regulations and its application to financial services clients
  • Strong analytical and decision-making skills

Technical Skills:

  • Computer literate with good MS office skills
  • Expertise in compliance and trade monitoring software (such as HP Autonomy, HP Surveillance)
  • Advanced knowledge of MS Excel with intermediate knowledge of MS PowerPoint and Word
  • Prior experience with any Compliance software will be an added advantage
  • Advanced knowledge of MS Excel with intermediate knowledge of MS PowerPoint and Word
  • Prior experience with any Compliance software will be an added advantage

Qualifications:

  • Fluent in Japanese and English.
  • Graduate or equivalent experience
  • Series 7 or equivalent preferred
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